Best execution

Results: 296



#Item
241Finance / Stock market / Mathematical finance / Financial regulation / Order / Volume-weighted average price / Best execution / Algorithmic trading / Market maker / Financial markets / Financial economics / Investment

Universal Market Integrity Rules Rules & Policies 5.2

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Source URL: www.iiroc.ca

Language: English - Date: 2013-09-04 11:54:03
242Financial regulation / Financial markets / Financial services / Goldman Sachs / Markets in Financial Instruments Directive / Best execution / Investment management / Multilateral Trading Facility / Financial economics / Investment / Finance

Goldman Sachs Asset Management Global Services Limited – Execution Policy Effective Date: July 22, 2014

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Source URL: www.goldmansachs.com

Language: English - Date: 2014-07-21 08:43:06
243Regulation NMS / United States Securities and Exchange Commission / Finance / Financial markets / Order / Financial regulation / Best execution / Flash trading / Dark liquidity / Stock market / Financial economics / Investment

Good Morning. I am honored to have the opportunity to testify before the Commission this morning on behalf of AIM Investments and our 11 million shareholders. We commend the Commission on Regulation NMS and the valuable

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Source URL: www.sec.gov

Language: English - Date: 2004-04-27 10:22:23
244Finance / Investment / Financial regulation / Regulation NMS / United States Securities and Exchange Commission / Order / Best execution / Short / Market data / Financial markets / Financial economics / Stock market

SEC Regulation NMS Hearing – April 21, 2004

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Source URL: www.sec.gov

Language: English - Date: 2004-04-13 15:53:33
245Investment / Business / Finance / Mathematical finance / Alternative Trading Systems / Best execution / Algorithmic trading / Transparency / Order / Financial markets / Stock market / Financial economics

Microsoft Word - NMSProposalOutline.doc

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Source URL: www.sec.gov

Language: English - Date: 2004-03-29 12:43:20
246Business / Finance / Financial regulation / TD Ameritrade / Order / Regulation NMS / Direct access trading / Best execution / Short / Stock market / Investment / Financial economics

Microsoft Word - Ameritrade Testimony.DOC

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Source URL: www.sec.gov

Language: English - Date: 2004-04-27 09:36:06
247Finance / Financial regulation / Financial markets / Regulation NMS / United States Securities and Exchange Commission / Goldman Sachs / Best execution / Order / Electronic communication network / Investment / Financial economics / Stock market

For Discussion Purposes Only

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Source URL: www.sec.gov

Language: English - Date: 2004-04-27 12:43:34
248Investment / Confidence tricksters / Economics / Bernard Madoff / NASDAQ / Madoff / Regulation NMS / Order / Best execution / Madoff investment scandal / Finance / Business

BERNARD L. MADOFF UWESTMENT SECURiTIE3 LLC 885 Third Avenue New Yo*, NY[removed]REGULATION NMS PUBLIC HEARXFYGS APRIL 21,2004

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Source URL: www.sec.gov

Language: English - Date: 2004-04-19 17:05:01
249Stock market / Investment / Finance / Regulation NMS / Order / Securities Exchange Act / Best execution / Algorithmic trading / Alternative Trading Systems / United States Securities and Exchange Commission / Financial markets / Financial economics

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2007-06-08 15:40:05
250Financial system / Stock market / Financial markets / Financial regulation / Regulation NMS / Order / Securities Exchange Act / Securities Industry and Financial Markets Association / Best execution / Financial economics / Investment / United States Securities and Exchange Commission

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2007-06-08 15:40:13
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